Theory and Philosophy of Art:
Style, Artist, and Society 
SELECTED PAPERS
MEYER SCHAPIRO
G EORGE BRAZILLER
NEW YORK
THEORY AND PHILOSOPHY OF AR T
ndemned in perpetuity, he said, to repeat his  doubtful successes,  the
Jtic  little  landscapes  with  horsemen,  remembered  from  the  African
.vels  of his  youth.  In  this  mood,  he  undertook  the  trip  to  Belgium
d  Holland,  not  knowing  whether  a  book  would  come  out  of  it,
hough urged  to  write  by  his  friends  who  had  enjoyed  the  brilliance
his  casual  talk  on  the  painters  of the  past  and  knew  his  gifts  as  a
·iter.  He was  certain only that the journey would not contribute to his
:, for  he felt rightly that his troubles as a painter were lodged too deep
thin his  personality to  be resolved by new  inspirations from  the past.
Lt  this concentrated, solitary experience in  a foreign  land  was  a pow
[ul  reawakening;  it  stirred  his  energies  as  nothing  had  done  before.
1e  accumulated  forces  of a  lifetime  were  suddenly sparked,  and  in  a
N  months,  with  an  incredible  speed,  he  wrote  out  this  book  which
presents his gifts better than his  paintings, refined as  these may be.  It
1ched  a  greater  public  and  provoked  controversies  that  have  not  yet
me  to  an  end.  It  won  the  admiration  of  Flaubert  who  saluted
·omentin  as  a  literary  master.  On  the  strength of the  book,  he  posed
s  candidacy  for  the  French  Academy  as  a  man  of letters;  he  was
:feated  by a minor art critic who  had  the bad grace  to  attack  his dead
ral  a  few  months  later.  Fromentin’s  writings  had  brought  him  no
izes like his pictures, but his name is more secure through his books. 
The Still Life as a Personal Object
A Note on Heidegger and van Gogh 
(1968)
I N HIS ESSAY 0 N The Origin of the Work of Art, Martin
Heidegger  interprets  a  painting  by  van  Gogh  to  illustrate  the
nature of art as a disclosure of truth. 1
He  comes  to  this  picture  in  the  course  of  distinguishing  three
modes  of being: of useful  artifacts,  of natural  things,  and  of works  of
fine  art. He proposes to describe first,  “without any philosophical theory
… a  familiar  sort  of equipment-a  pair  of peasant  shoes”;  and  “to
facilitate  the  visual  realization  of them”  he  chooses  “a  well-known
painting by  van  Gogh,  who  painted  such shoes  several  times.”  But to
grasp  “the  equipmental  being  of equipment,”  we  must  know  “how
shoes  actually  serve.”  For  the  peasant  woman  they  serve  without  her
thinking about them or even looking at them.  Standing and  walking in
the  shoes,  the  peasant  woman  knows  the  serviceability  in  which  “the
equipmental being of equipment consists.” But we, 
as long as we only imagine a pair of shoes in general, or simply look at the
empty, unused shoes as they merely stand there in the picture, we shall never
discover what the equipmeiltal being of equipment in truth is. In van Gogh’s
painting we cannot even tell where these shoes stand. There is nothing sur
rounding this pair of peasant shoes in or to which they might belong, only an
undefined space. T here are not even clods from the soil of the field or the path
through it sticking to them, which might at least hint at their employment. A
pair of peasant shoes and nothing more. And yet .
From the dark opening of the worn insides of the shoes the toilsome tread
of the worker stands forth . In the stiffly solid heaviness of the shoes there is the
accumulated tenacity of her slow trudge through the far-spreading and ever-uni
form furrows of the field, swept by a raw wind. On the leather there lies the
•
l
i
j 
1
~
. t  is  curious  that  many  years  before,  Fromentin  had  noted  in  a  draft  of an  unpublished  essay  on
)ainte-Beuve  that  the  great  critic  was  a  double  nature,  weak  and  contrite,  a  man  of  memories,
·egrets, and tempered impressions. 
~romentin ‘s contemporary and  admirer, Jacob  Burckhardt,  who quoted  with approval F romentin ‘s
Jhrase  about  Rubens- “sans  orages  et  sans  chimeres”–<:riticized  Rembrandt  rather  harshly  as  a 
ninter of the "canaille." But unlike the Frenchman , he found Rembrandt lacking in spirituality. 
134 
135 
 r 
v 
THEORY  AND  PHILOSOPHY  OF  ART 
mpness  and  saturation  of the soil.  Under the soles  there  slides  the  loneliness 
the  field-path  as  the  evening  declines.  In  the  shoes  there  vibrates  the  silent 
I of the earth,  its  quiet gift of the ripening corn and  its enigmatic self-refusal 
the  fallow  desolation  of the  wintry  field.  This  equipment  is  pervaded  by 
complaining anxiety  about  the  certainty of bread,  the  wordless  joy  of having 
ce more withstood  want,  the trembling before the advent of birth and shiver 
~  at  the  surrounding  menace  of death.  This  equipment  belongs  to  the  earth 
d it is  protected in the world of the peasant woman.  From out of this protected 
longing the equipment itself rises to its resting-in-self. 2 
·ofessor  Heidegger  is  aware  that  van  Gogh  painted  such  shoes 
J times, but he does  not identify the picture he has in mind, as  if 
ifferent  versions  are  interchangeable,  all  disclosing  the  same 
A  reader  who  wishes  to  compare  his  account  with  the  original 
e  or  its  photograph  will  have  some  difficulty  in  deciding  which 
• select.  Eight paintings of shoes by van Gogh are recorded by de 
lle  in his catalogue of all  the canvasses by the artist that had been 
ted  at the time  Heidegger  wrote  his  essay.3  Of these,  only three 
the "dark openings of the worn insides"  which speak so  distinct 
he philosopher.4 They are more likely pictures of the artist's own 
not the shoes o{a peasant. They migfltbe shoesne-had worn i-~ 
=w-ounne pictures were  painted during van  Gogh's stay in Paris 
~6-87; one  of them  bears  the  date:  "87''.5  From  the  time  before 
Nhen  he painted Dutch peasants are two  pictures of shoes-a pair 
m wooden clogs set on a table beside other objects. 6 Later in Aries 
nted,  as  he  wrote  in  a letter of August  1888  to  his  brother,  "une 
:le vieux souliers" which are evidently_~iJ own. 7 A second still life 
eux  souliers  de  paysan"  is  mentioned  in  a  letter  of September 
:o  the  painter Emile Bernard,  but it  lacks  the characteristic worn 
e and dark insides of Heidegger's description. 8 
..._ 
. - - - . . ! - - - - ,  
reply  to  my  question,  Professor He1deggcrnas  kindly  written 
at the picture to which he referred is one that he saw in a show at 
~rdam in March 1930.9 This is clearly de la Faille's no.  255;  there 
lso  exhibited  at  the  same  time  a  painting  with  three  pairs  of 
10 and it is possible that the exposed sole of a shoe in this picture, 
ed  the  reference  to  the  sole  in  the  philosopher's  account.  But 
1 36 
FIGUREr.  Vincent van Gogh: Shoes,  r886, oil on canvas,  15 x  r8Vs",  Vincent van Gogh Museum, 
Amsterdam. 
 THEORY  AND  PHILOSOPHY  OF  ART 
A  NOTE  ON  HEIDEGGER  AND  VAN  GOGH 
1 neither  of these  pictures,  nor  from  any  of the  others,  could  one 
1erly  say  that a painting of shoes by  van  Gogh expresses  the being 
;sence  of a  peasant  woman's  shoes  and  her  relation  to  nature  and 
c  ~.E_ey are  the shoes of the artist,  by  that time a man of the town 
cjty. 
Heidegger  has  written:  "The  art-work  told  us  what  shoes  are  in 
1.  It would be the worst self-deception if we  were  to think that our 
ription,  as  a subjective  action,  first  imagined  everything  thus  and 
projected  it  into  the  painting. If anything is  questionable  here,  it 
ther  that  we  experienced  too  little  in  contact  with  the  work  and 
we  expressed  the  experience  too  crudely  and  too  literally.  But 
e  all,  the  work  does  not,  as  might first  appear,  serve  merely  for  a 
~r visualization of what a piece of equipment is.  Rather,  the equip 
tal  being  of  equipment  first  arrives  at  its  explicit  appearance 
ugh and only in the artist's work. 
'What  happens  here?  What  is  at  work  in  the  work?  Van  Gogh's 
ting is  the disclosure  of what the equipment, the pair of peasant's 
s, is in truth." 1 1 
'las for  him,  the philosopher has  indeed deceived  himself.  He has 
ned  from  his  encounter  with  van  Gogh's  canvas  a  moving  set  of 
:iations with peasants and  the soil,  which are  not sustained by the 
ue itself. They are grounded rather in his own  social outlook with 
eavy pathos of the primordial and earthy. He has indeed "imagined 
ything  and  projected  it  into  the  painting."  He  has  experienced 
too little and too much in his contact with the work. 
fhe  error  lies  not  only  in  his  projection,  which  replaces  a  close 
ttion to the work of art.  For even if he had seen a picture of a peas 
IVOman's  shoes,  as  he describes them, it would be a mistake to sup-
that  the  truth  he  uncovered  in  the  painting-the  being  of the 
s-is something given  here  once  and  for  all  and  is  unavailable  to 
perception  of  shoes  outside  the  painting.  I  fimll iothing  in 
legge;'s  fanciful  descriptio~ of the  sllOe-;-p}ctured  by  van  Gogh 
could not have been imagined in looking at a real  pair of peasants' 
s.  Though  he  credits  to  art  the  power- of givi;gto a  represented 
oT  shoes  that  explicit  appearance  in  which  their  being  is  dis-
-----
138 
closed-indeed  "the universal  essence  of things," 12  "world  and  earth  ) 
in their counterplay" 13-this concept of the metaphysical power of art 
remains  here  a  theoretical  idea.  The example  on  which  he  elaborates 
with strong conviction does not support that idea. 
---
Is Heidegger's mistake simply that he chose a wrong example?  Let 
us  imagine a painting of a peasant woman's shoes by van Gogh. Would 
it not have made manifest  just those  qualities and  that sphere of being 
described by Heidegger with such pathos? 
""' 
Heidegger  would  still  have  missed  an  important  aspect  of  the  
painting: the artist's presence in the work.  In his account of the picture  ( 
·---------
he  has  overlooked  the  personal  and  physiognomic  in  the  shoes  that 
made  them so  persistent and  absorbing a subject  for  the  artist  (not  to 
speak  of the  intimate  connection  with  the  specific  tones,  forms,  and 
brush-made surface of the picture as  a painted work).  When van Gogh 
depicted  the  peasant's  wooden  sabots,  he  gave  them  a  clear,  unworn 
shape  and  surface  like  the  smooth  still-life  objects  he  had  set  beside 
them  on  the  same  table:  the  bowl,  the  bottles,  a  cabbage,  etc.  In  the 
later  picture  of a  peasant's  leather  slippers,  he  has  turned  them  with 
their  backs  to  the  viewer. I4  His  own  shoes  he  has  isolated  ;n  the  
ground;  he  has  rendered  the~-;~ if facing  us, -;~d so  worn  and  wrin-  
kled  in  appearance  that we  can  speak  of them as  veridical  portraits  of 
aging shoes. 
We  come closer,  I  think,  to  van  Gogh's feeling  for  these shoes  in a 
paragraph written by  Knut Hamsun in the  188os in his  novel  Hunger, 
describing his own shoes: 
"As  I  had  never  seen  my  shoes  before,  I  set  myself to  study  their  looks,  their 
characteristics,  and  when  I  stir  my  foot,  their  shapes  and  their  worn  uppers.  I 
discover  that  their  creases  and  white  seams  give  them  expression-
impart  a 
physiognomy  to  them.  Something of my  own  nature  had  gone  over  into  these 
shoes;  they  affected  me, ~a breathing ~o~tion of my 
'-
very self. 15 
~paring van  Gog]l'~ painting  with  Hamsun's  text,  we  are 
/Interpreting  t~p;i~ting  in  a  different  way  than  Heidegger.  The 
philosopher finds  in the picture of the shoes a truth about the world as 
( 
c_)  ·-
/ '  
~ 
(' 
'  139 
--· 
{> 
.,.
THEORY AND PHILOSOPHY OF ART
dampness and saturation of the soil. Under the soles there slides the loneliness
of the field-path as the evening declines. In the shoes there vibrates the silent
call of the earth, its quiet gift of the ripening corn and its enigmatic self-refusal
in the fallow desolation of the wintry field. This equipment is pervaded by
uncomplaining anxiety about the certainty of bread, the wordless joy of having
once more withstood want, the trembling before the advent of birth and shiver
ing at the surrounding menace of death. This equipment belongs to the earth
and it is protected in the world of the peasant woman. From out of this protected
belonging the equipment itself rises to its resting-in-self. 2
Professor  Heidegger  is  aware  that  van  Gogh  painted  such  shoes
~ral times, but he does  not identify the picture he has  in mind, as  if
different  versions  are  interchangeable,  all  disclosing  the  same
:h.  A  reader  who  wishes  to  compare  his  account  with  the  original
:ure  or  its  photograph  will  have  some  difficulty  in  deciding  which
to  select.  Eight paintings of shoes by van  Gogh are recorded by de
‘aille in his catalogue of all  the canvasses by the artist that had been
ibited  at  the  time  Heidegger  wrote  his  essay.3  Of these,  only  three
w the “dark openings of the worn insides” which speak so  distinct
a the philosopher. 4  They are more likely pictures of the artist’s own
es,  not the shoes of a peasant.  They miglit be  shoes Fle”had  worn i-n
llallirout tli:e  p[ctures were  painted during van Gogh’s stay in Paris
I 886-87;  one  of them  bears  the  date:  “87” .s  From  the  time  before
6 when he painted Dutch peasants are two pictures of shoes-a pair
:lean wooden clogs set on a table beside other objects. 6 Later in Aries
painted,  as  he  wrote  in  a letter of August  1888  to  his  brother,  “une
~e de vieux souliers” which are evidentlyJ!is own. 7 A second still life
·’vieux  souliers  de  paysan”  is  mentioned  in  a  letter  of September
.8 to  the painter Emile Bernard,  but it lacks  the characteristic worn
fa~ and dark insides of Heidegger’s description. 8
In  reply  to  my  question,  Professor Heiaegger  has  kindly  written
that the picture to which he referred is one that he saw  in a show at
LSterdam  in March  1930.9 This is  clearly de Ia  Faille’s no.  zss;  there
;  also  exhibited  at  the  same  time  a  painting  with  three  pairs  of
es, 10 and it is possible that the exposed sole of a shoe in this picture,
Jired  the  reference  to  the  sole  in  the  philosopher’s  account.  But 
136
‘Y
‘i·
1
i 
FIGUREr. Vincent van  Gogh: Shoes,  r886, oil on canvas,  rs x r8Ys”,  Vincent van Gogh Museum,
Amsterdam.